Governed by Pakistani law and SECP regulations. Published by Axium Advisory & Brokerage Services (Pvt) Ltd, UIN 0321083.
Axium Advisory & Brokerage Services (Private) Limited is a private limited company registered under the Companies Act 2017, incorporated on 01 January 2026 in Islamabad, Pakistan. The corporate Unique Identification Number (UIN) is 0321083.
The company\u2019s registered office is at Red Hall, Basement 1, Pakistan Stock Exchange, LDA Plaza, Edgerton Road, Lahore, Punjab 54000.
The Securities and Exchange Commission of Pakistan (SECP), established under the Securities and Exchange Commission of Pakistan Act 1997, is the apex regulator for corporate, capital-market and non-banking financial-service activities in Pakistan.
All of the company\u2019s services — including research, brokerage introduction and advisory — are provided within the regulatory framework administered by the SECP.
The company is licensed to provide (i) research and market analysis; (ii) broker introduction and evaluation services; and (iii) non-discretionary investment advisory. The company does not take custody of client cash or positions and does not operate a proprietary trading book.
All executed transactions sit with the client\u2019s regulated broker, in the client\u2019s name.
The company complies with the Anti-Money-Laundering Act 2010 and all rules and regulations issued thereunder by the SECP and the Financial Monitoring Unit (FMU). Every client is subject to Know-Your-Customer procedures at onboarding and periodic review thereafter.
Suspicious transactions are reported to the FMU without disclosure to the client, in accordance with statutory obligations.
Formal complaints may be addressed to [email protected]. Every complaint is logged, acknowledged in writing within one working day, and answered in writing by the compliance principal within ten working days.
Unresolved matters may be escalated by the complainant to the Securities and Exchange Commission of Pakistan via its official portal.
Client information is treated as confidential and disclosed only where required by law, regulation or a valid order of a court of competent jurisdiction. See the Privacy Notice for further detail.